Difference between revisions of "Chebyshev polynomials of the first kind"
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− | The <b> Chebyshev polynomials of the first kind </b> are defined [[Recursion|recursively]] by <cmath>T_0(x) = 1, | + | The <b> Chebyshev polynomials of the first kind </b> are defined [[Recursion|recursively]] by <cmath>\begin{align*} T_0(x) &= 1, \\ T_1(x) &= x, \\ T_{n+1}(x) &= 2xT_n(x) - T_{n-1}(x), \end{align*}</cmath> or equivalently by <cmath>T_n(x) = \cos (n \arccos x).</cmath> |
==Proof of equivalence of the two definitions== | ==Proof of equivalence of the two definitions== | ||
− | In the proof below, <math>T_n(x)</math> will refer to the recursive definition. | + | In the proof below, <math>T_n(x)</math> will refer to the recursive definition. Let <math>y = \arccos x</math>, so that <math>x = \cos y</math>. |
− | For the <math>n = 0</math> base case, <cmath> | + | For the <math>n = 0</math> base case, <cmath>\cos 0 = 1 = T_0(x);</cmath> for the <math>n = 1</math> base case, <cmath>\cos y = x = T_1(x).</cmath> |
− | Now for the inductive step, | + | Now for the inductive step, we assume that <math>\cos ((n-1)y) = T_{n-1}(x)</math> and <math>\cos ny = T_n(x)</math>, and we wish to prove that <math>\cos ((n+1)y) = T_{n+1}(x)</math>. |
− | From the [[Trigonometric identities#Angle addition identities|cosine sum and difference identities]] we have <cmath> \cos ((n+1)y) = \cos (ny+y) = \cos ny \cos y - \sin ny \sin y | + | From the [[Trigonometric identities#Angle addition identities|cosine sum and difference identities]] we have <cmath>\begin{align*} \cos ((n+1)y) &= \cos (ny+y) = \cos ny \cos y - \sin ny \sin y, \\ \cos ((n-1)y) &= \cos (ny-y) = \cos ny \cos y + \sin ny \sin y. \end{align*}</cmath> The sum of these equations is <cmath> \cos ((n+1)y) + \cos ((n-1)y) = 2 \cos ny \cos y;</cmath> rearranging, <cmath> \cos ((n+1)y) = 2 \cos y \cos ny - \cos ((n-1)y).</cmath> Substituting our assumptions yields <cmath> \cos ((n+1)y) = 2xT_n(x) - T_{n-1}(x) = T_{n+1}(x),</cmath> as desired. |
− | Substituting our assumptions yields <cmath> \cos ((n+1)y) = 2xT_n(x) - T_{n-1}(x) = T_{n+1}(x),</cmath> as desired. | ||
==Composition identity== | ==Composition identity== | ||
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For all <math>k</math>, we have <cmath>T_{k}(x) = 2T_{k}(x) - T_k(x) = 2T_0(x)T_{k}(x) - T_{k}(x),</cmath> and for all <math>k \geq 1</math>, <cmath>T_{k+1}(x) = 2xT_k(x) - T_{k-1}(x) = 2T_1(x)T_k(x) - T_{k-1}(x),</cmath> proving the lemma for <math>n = 0</math> and <math>n = 1</math> respectively. | For all <math>k</math>, we have <cmath>T_{k}(x) = 2T_{k}(x) - T_k(x) = 2T_0(x)T_{k}(x) - T_{k}(x),</cmath> and for all <math>k \geq 1</math>, <cmath>T_{k+1}(x) = 2xT_k(x) - T_{k-1}(x) = 2T_1(x)T_k(x) - T_{k-1}(x),</cmath> proving the lemma for <math>n = 0</math> and <math>n = 1</math> respectively. | ||
− | Suppose the lemma holds for <math>n - 1</math> and <math>n</math>; that is, < | + | Suppose the lemma holds for <math>n - 1</math> and <math>n</math>; that is, <cmath>\begin{align*} T_{k+n}(x) &= 2T_{n}(x)T_k(x) - T_{k-n}(x), \\ T_{k+n-1}(x) &= 2T_{n-1}(x)T_k(x) - T_{k-n+1}(x). \end{align*}</cmath> Then multiplying the first equation by <math>2x</math> and subtracting the second equation gives <cmath>2xT_{k+n}(x) - T_{k+n-1}(x) = 2(2xT_{n}(x) - T_{n-1}(x))T_k(x) - (2xT_{k-n}(x) - T_{k-n+1}(x)),</cmath> which simplifies to <cmath>T_{k+n+1}(x) = 2T_{n+1}(x)T_k(x) - T_{k-n-1}(x)</cmath> using the original recursive definition, as long as <math>k-n-1 \geq 0</math>. Thus, the lemma holds for <math>n + 1</math> (as long as <math>n + 1 \leq k</math>), completing the inductive step. |
To prove the claim, we now fix <math>n</math> and induct on <math>m</math>. | To prove the claim, we now fix <math>n</math> and induct on <math>m</math>. | ||
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For all <math>n</math>, we have <cmath>T_0(T_n(x)) = 1 = T_0(x)</cmath> and <cmath>T_1(T_n(x)) = T_n(x),</cmath> proving the claim for <math>m = 0</math> and <math>m = 1</math> respectively. | For all <math>n</math>, we have <cmath>T_0(T_n(x)) = 1 = T_0(x)</cmath> and <cmath>T_1(T_n(x)) = T_n(x),</cmath> proving the claim for <math>m = 0</math> and <math>m = 1</math> respectively. | ||
− | Suppose the claim holds for <math>m - 1</math> and <math>m</math>; that is, < | + | Suppose the claim holds for <math>m - 1</math> and <math>m</math>; that is, <cmath>\begin{align*} T_{m-1}(T_n(x)) &= T_{(m-1)n}(x), \\ T_m(T_n(x)) &= T_{mn}(x). \end{align*}</cmath> We may also assume <math>m \geq 2</math>, since the smaller cases have already been proven, in order to ensure that <math>n \leq mn</math>. Then by the lemma (with <math>k = mn</math>) and the original recursive definition, |
<cmath> \begin{align*} | <cmath> \begin{align*} | ||
T_{(m+1)n}(x) &= T_{mn+n}(x) \\ | T_{(m+1)n}(x) &= T_{mn+n}(x) \\ | ||
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These roots are also called<b> Chebyshev nodes</b>. | These roots are also called<b> Chebyshev nodes</b>. | ||
− | ==Connection to roots of unity== | + | ===Connection to roots of unity=== |
− | Because cosine is <math>1</math> only at integer multiples of <math>2\pi</math>, the roots of the polynomial <math>T_n(x) - 1</math> follow | + | Because cosine is <math>1</math> only at integer multiples of <math>2\pi</math>, the roots of the polynomial <math>T_n(x) - 1</math> follow the simpler formula <math>\cos \frac{2k\pi}{n}</math>. The <math>n</math>th [[roots of unity]] have arguments of <math>\frac{2k\pi}{n}</math> and magnitude <math>1</math>, so the roots of <math>T_n(x) - 1</math> are the real parts of the <math>n</math>th roots of unity. This lends intuition to several patterns. |
All roots of <math>T_n(x) - 1</math> are also roots of <math>T_{mn}(x) - 1</math>, since all <math>n</math>th roots of unity are also <math>mn</math>th roots of unity. This can also be shown algebraically as follows: Suppose <math>T_n(x) - 1 = 0</math>. Then <cmath>T_{mn}(x) - 1 = T_m(T_n(x)) - 1 = T_m(1) - 1 = 1 - 1 = 0,</cmath> | All roots of <math>T_n(x) - 1</math> are also roots of <math>T_{mn}(x) - 1</math>, since all <math>n</math>th roots of unity are also <math>mn</math>th roots of unity. This can also be shown algebraically as follows: Suppose <math>T_n(x) - 1 = 0</math>. Then <cmath>T_{mn}(x) - 1 = T_m(T_n(x)) - 1 = T_m(1) - 1 = 1 - 1 = 0,</cmath> | ||
using the composition identity and the fact that <math>T_m(1) = \cos(m \arccos 1) = \cos 0 = 1</math> for all <math>m</math>. | using the composition identity and the fact that <math>T_m(1) = \cos(m \arccos 1) = \cos 0 = 1</math> for all <math>m</math>. | ||
− | Particular cases include that <math>1</math>, being a root of <math>T_1(x) - 1 = x - 1</math>, is a root of <math>T_n(x) - 1</math> for all positive <math>n</math>, and <math>-1</math>, being a root of <math>T_2(x) - 1 = 2x^2 - 2</math>, is a root of <math>T_n(x) - 1</math> for all positive even <math>n</math>. All other roots of <math>T_n(x) - 1</math> correspond to roots of unity which fall into [[Complex conjugate|conjugate pairs]] with the same real part. One might therefore suspect that all remaining roots of <math>T_n(x) - 1</math> are double roots. In fact, | + | Particular cases include that <math>1</math>, being a root of <math>T_1(x) - 1 = x - 1</math>, is a root of <math>T_n(x) - 1</math> for all positive <math>n</math>, and <math>-1</math>, being a root of <math>T_2(x) - 1 = 2x^2 - 2</math>, is a root of <math>T_n(x) - 1</math> for all positive even <math>n</math>. All other roots of <math>T_n(x) - 1</math> correspond to roots of unity which fall into [[Complex conjugate|conjugate pairs]] with the same real part. One might therefore suspect that all remaining roots of <math>T_n(x) - 1</math> are double roots. In fact, <cmath>T_{2n+1}(x) - 1= (x - 1)(W_n(x))^2</cmath> and <cmath>T_{2n+2}(x) - 1 = 2(x - 1)(x + 1)(U_n(x))^2</cmath> for polynomials <math>W_n(x)</math> and <math>U_n(x)</math> satisfying the same recurrence relation as <math>T_n(x)</math>, but with the different base cases <math>W_1(x) = 2x + 1</math> and <math>U_1(x) = 2x</math>. The polynomials <math>U_n(x)</math> are known as [[Chebyshev polynomials of the second kind]]. |
+ | |||
+ | ===Rational roots=== | ||
+ | The rational roots of <math>T_n(x) - 1</math> for any <math>n</math> must be elements of the set <math>S = \{ -1, -\frac{1}{2}, 0, \frac{1}{2}, 1 \}</math>. This can be proven as follows. | ||
+ | |||
+ | Any root other than <math>1</math> of <math>T_{2n+1}(x) - 1</math> must be a root of <math>W_n(x)</math>. The polynomials <math>w_n(x) = W_n \left( \frac{x}{2} \right)</math> satisfy the recursive formula <cmath>\begin{align*} w_0(x) &= 1 \\ w_1(x) &= x + 1 \\ w_{n+1}(x) &= xw_n(x) - w_{n-1}(x), \end{align*}</cmath> ensuring that they have integer coefficients and are monic for all <math>n</math>. Furthermore, their constant terms satisfy <cmath>w_{n+1}(0) = -w_{n-1}(0),</cmath> and so are always either <math>-1</math> or <math>1</math>. Thus, by the [[Rational Root Theorem]], any rational roots of <math>w_n(x)</math> must be <math>-1</math> or <math>1</math>, so the only possible rational roots of <math>W_n(x)</math> are <math>-\frac{1}{2}</math> and <math>\frac{1}{2}</math>. Thus, the only possible rational roots of <math>T_{2n+1}(x) - 1</math> are <math>-\frac{1}{2}</math>, <math>\frac{1}{2}</math>, and <math>1</math>, each an element of <math>S</math>. | ||
+ | |||
+ | By the composition identity, <math>T_{2n}(x) - 1 = T_{n}(T_{2}(x)) - 1</math>. If <math>x</math> is rational, then <math>T_2(x) = 2x^2 - 1</math> is rational also. Therefore, if all rational roots of <math>T_n(x) - 1</math> lie in <math>S</math>, then any rational root of <math>T_{2n}(x) - 1</math> must be a solution of <math>2x^2 - 1 = s</math> for some <math>s \in S</math>. The following five cases show that the rational roots of <math>T_{2n}(x) - 1</math> must lie in <math>S</math> as well: | ||
+ | <cmath>\begin{align*} 2x^2 - 1 = -1 &\Longrightarrow x = 0, \\ 2x^2 - 1 = -\frac{1}{2} &\Longrightarrow x = \pm \frac{1}{2}, \\ 2x^2 - 1 = 0 &\Longrightarrow x = \pm \frac{\sqrt 2}{2}, \\ 2x^2 - 1 = \frac{1}{2} &\Longrightarrow x = \pm \frac{\sqrt 3}{2}, \\ 2x^2 - 1 = 1 &\Longrightarrow x = \pm 1. \end{align*}</cmath> | ||
+ | |||
+ | Because any value <math>\cos \frac{a\pi}{b}</math> for integer <math>a</math> and positive integer <math>b</math> is a root of <math>T_{2b}(x) - 1</math>, the five elements of <math>S</math> are the only rational values of the cosine of a rational multiple of <math>\pi</math>. This result is known as <b>Niven's Theorem</b>. | ||
+ | |||
+ | ===Constructible roots=== | ||
+ | The <math>n</math>th roots of unity form a [[regular polygon]] with <math>n</math> sides and [[circumradius]] <math>1</math> in the [[complex plane]]. Therefore, such a polygon can be constructed if and only if the position of some primitive <math>n</math>th root of unity can be constructed. The root of unity in turn can be constructed if and only if its real part is a [[constructible number]]. | ||
+ | |||
+ | Just as primitive roots of unity are roots of <math>x^n - 1</math> but not of <math>x^d - 1</math> for any <math>d < n</math>, the roots of <math>T_n(x) - 1</math> that are the real parts of primitive roots of unity are roots of <math>T_n(x) - 1</math> but not of <math>T_d(x) - 1</math> for any <math>d < n</math>. Therefore, a regular <math>n</math>-gon can be constructed if and only if <math>T_n(x) - 1</math> has a real root that is a constructible number and not a root of <math>T_d(x) - 1</math> for any <math>d < n</math>. |
Latest revision as of 14:24, 26 June 2023
The Chebyshev polynomials of the first kind are defined recursively by or equivalently by
Contents
Proof of equivalence of the two definitions
In the proof below, will refer to the recursive definition. Let , so that .
For the base case, for the base case,
Now for the inductive step, we assume that and , and we wish to prove that .
From the cosine sum and difference identities we have The sum of these equations is rearranging, Substituting our assumptions yields as desired.
Composition identity
For nonnegative integers and , the identity holds.
First proof
By the trigonometric definition, .
As before, let . We have for some integer . Multiplying by and distributing gives ; taking the cosine gives .
For now this proof only applies where the trigonometric definition is defined; that is, for . However, is a degree- polynomial, and so is , so the fact that for some distinct is sufficient to guarantee that the two polynomials are equal over all real numbers.
Second proof (Induction)
First we prove a lemma: that for all . To prove this lemma, we fix and induct on .
For all , we have and for all , proving the lemma for and respectively.
Suppose the lemma holds for and ; that is, Then multiplying the first equation by and subtracting the second equation gives which simplifies to using the original recursive definition, as long as . Thus, the lemma holds for (as long as ), completing the inductive step.
To prove the claim, we now fix and induct on .
For all , we have and proving the claim for and respectively.
Suppose the claim holds for and ; that is, We may also assume , since the smaller cases have already been proven, in order to ensure that . Then by the lemma (with ) and the original recursive definition, completing the inductive step.
Roots
Since , and the values of for which are for integers , the roots of are of the form
These roots are also called Chebyshev nodes.
Connection to roots of unity
Because cosine is only at integer multiples of , the roots of the polynomial follow the simpler formula . The th roots of unity have arguments of and magnitude , so the roots of are the real parts of the th roots of unity. This lends intuition to several patterns.
All roots of are also roots of , since all th roots of unity are also th roots of unity. This can also be shown algebraically as follows: Suppose . Then using the composition identity and the fact that for all .
Particular cases include that , being a root of , is a root of for all positive , and , being a root of , is a root of for all positive even . All other roots of correspond to roots of unity which fall into conjugate pairs with the same real part. One might therefore suspect that all remaining roots of are double roots. In fact, and for polynomials and satisfying the same recurrence relation as , but with the different base cases and . The polynomials are known as Chebyshev polynomials of the second kind.
Rational roots
The rational roots of for any must be elements of the set . This can be proven as follows.
Any root other than of must be a root of . The polynomials satisfy the recursive formula ensuring that they have integer coefficients and are monic for all . Furthermore, their constant terms satisfy and so are always either or . Thus, by the Rational Root Theorem, any rational roots of must be or , so the only possible rational roots of are and . Thus, the only possible rational roots of are , , and , each an element of .
By the composition identity, . If is rational, then is rational also. Therefore, if all rational roots of lie in , then any rational root of must be a solution of for some . The following five cases show that the rational roots of must lie in as well:
Because any value for integer and positive integer is a root of , the five elements of are the only rational values of the cosine of a rational multiple of . This result is known as Niven's Theorem.
Constructible roots
The th roots of unity form a regular polygon with sides and circumradius in the complex plane. Therefore, such a polygon can be constructed if and only if the position of some primitive th root of unity can be constructed. The root of unity in turn can be constructed if and only if its real part is a constructible number.
Just as primitive roots of unity are roots of but not of for any , the roots of that are the real parts of primitive roots of unity are roots of but not of for any . Therefore, a regular -gon can be constructed if and only if has a real root that is a constructible number and not a root of for any .